- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
The fund symbol that you are selling when entering a mutual fund exchange.
Note: Only mutual funds of the same family and class of shares may be exchanged.
Industry:Financial services
Borrowing a security from a broker and selling it, with the understanding that it must later be bought back (hopefully at a lower price) and returned to the broker. SEC rules allow investors to sell short only on an uptick or a zero-plus tick.
Industry:Financial services
Selling an option contract to close out a pre-existing long position.
Industry:Financial services
Press Send Order when you are ready to submit your order. You will receive a confirmation of the order by Merrill Lynch; however your order is not executed until it is transmitted to the market and a report of execution is received back and posted to View/Change Orders.
Industry:Financial services
A Senior Foreign Political Figure is defined as an elected or non-elected non-U.S. senior official in the executive, legislative, administrative, judicial, or military branch of government, a senior official of a major non-U.S. political party, or a senior executive of a non-U.S. government-owned or controlled enterprise, corporation, business, or other entity formed by, or on behalf of, a non-U.S. senior political figure.
Industry:Financial services
For purposes of the New Issue Questionnaire, senior officer includes any officer or employee or other person who may influence or whose activities directly or indirectly involve or are related to the function of buying or selling securities for any financial institution.
Industry:Financial services
A group of bonds from the same issuer with various maturity dates (an issuer ladder).
Industry:Financial services
All option contracts of the same class that also have the same unit of trade, expiration date and strike price.
Industry:Financial services
The settled number of trading units of a specific security.
Industry:Financial services
