- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
A violation occurs for margin or Regulation T purposes when a transaction takes place in an account contrary to the regulatory rules and/or Firm Margin policy.
Industry:Financial services
Purchases that have been authorized at the time of sale based on the available assets in your account, but not debited from your account until the Wednesday prior to the last Friday of the month.
Industry:Financial services
A measure of the fluctuation in the market price of the underlying security. Mathematically, volatility is the annualized standard deviation of returns.
Industry:Financial services
VOLATILITY RISK RATINGS, indicators of potential price fluctuation, are:
A - Low;
B - Medium; and
C - High.
Industry:Financial services
The number of shares traded from the current day's market opening until the reported trade time. When the market is closed, this number indicates the volume for the whole of the most recent trading session.
Industry:Financial services
A short message about an event of interest in your account, such as a price or volume alert that you requested. WebNotes appear on the WebNotes Page.
Industry:Financial services
This is the change in the Dow Jones Industrial Average (DJIA) that is reflected by a particular symbol. This is derived by multiplying the Change in dollar value of the stock and the divisor.
Industry:Financial services
Fund that concentrates its investments in equity securities whose primary trading markets or operations are concentrated in the Western European region or a single country within this region.
Industry:Financial services
Trading a bond before the issue date; no interest accrues during this period.
Industry:Financial services
Number of contracts that will be written as uncovered after this order has been executed.
Ratio writing is currently not permitted in MLD accounts.
Industry:Financial services
