- Industry: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
Securities that are direct obligations of the United States Treasury.
Industry:Financial services
A legal relationship created by an individual (the grantor). The grantor, through the trust agreement, determines how, and by whom the property will be managed and used for the benefit of the designated beneficiaries.
Industry:Financial services
A person or institution with the legal capacity to receive and hold property held in trust for the benefit of another
Industry:Financial services
A measure of a fund's trading activity that is computed by taking the lesser of all (i) purchase transactions and (ii) sales transactions, in each case excluding all transactions in securities with less than a year to maturity, and dividing by the fund's average monthly net assets. The resulting percentage loosely represents the percentage of the portfolio's holdings that have changes over the past year.
Industry:Financial services
For Positions:
Represents additional facts about the position and/or its underlying securities including if it's a hedge position, the position is subject to special margin maintenance, the security is "when issued", the position is underwritten, or it's controlled stock.
Related to Options
The classification of an option contract as either a put or a call.
Industry:Financial services
For participants in employee stock option plans: The exercise methods/payment alternatives available to employee stock option plan participants based on the terms and conditions of the plan.
Industry:Financial services
Related to Equities:
Buy: Purchase of an equity
Buy to Cover: The purchase of a long position to offset a short position.
Sell: Liquidations of an equity.
Sell Short: Borrowing a security from a broker and selling it, with the understanding that it must later be bought back (hopefully at a lower price) and returned to the broker. SEC rules allow investors to sell short only on an uptick or a zero-plus tick.
Related to Mutual Funds:
Buy: An order to purchase shares of a mutual Fund.
Exchange: An order to sell shares of one fund and purchase shares of another fund generally within the same fund family and class. See the prospectus of the fund for conditions and any costs related to an exchange.
Sell: An order to sell shares of a mutual fund.
Related to Options:
Buy to Open: Buying an option contract to establish a new position.
Buy to Close: Buying an option contract to close out a pre existing short position.
Sell to Close: Selling an option contract to close out a pre existing long position.
Sell Covered Call: Selling a call option contract to open when the account holds the underlying security.
Industry:Financial services
Fund invests at least 65% of fund assets in investment grade debt issues, or better, and maintains a portfolio dollar-weighted average maturity between 91 days and 365 days.
Industry:Financial services
A short call option in which the seller (writer) does not own the shares of underlying stock represented by his or her options contracts.
Industry:Financial services
A short put option in which the seller (writer) does not have a corresponding short stock position or has not deposited in a cash account cash or cash equivalents to cover the potential exercise of the put.
Industry:Financial services
